53
JULY 2026
REGULATORY REPORT
LEE BOONE // PVA SENIOR REGULATORY AND PROGRAMS ADVISOR
Building Safety In, Not Bolting It On
SAFETY MANAGEMENT ALSO BELONGS AT THE KEEL-LAYING
M
ost operators think of a 
safety management system 
(SMS) like PVA’s Flagship 
SMS as something that governs a vessel 
once she’s in service: the manuals, the 
drills, the audits, the discipline that 
keeps a crew and passengers safe day 
to day. That’s good practice, full stop. 
The next level is extending that same 
discipline upstream, into the shipyard, 
whether you’re commissioning a new-
build, converting a hull, or planning a 
major refit. Operators have real influ-
ence there, and real choices. At an abso-
lute minimum, that means feeding les-
sons learned from operations into the 
design of the next boat or refit, rather 
than starting from a blank sheet or just 
taking what the shipyard hands you.
SMS IS A PHILOSOPHY  
BEFORE IT’S A DOCUMENT
I spent years in U.S. Coast Guard ma-
rine inspection before coming to PVA, 
and in that role I mostly saw the down-
stream impacts of design decisions: 
vessels needing rework because an early 
choice never accounted for how they’d 
actually be operated or maintained. 
Since leaving the Coast Guard, I’ve 
seen the other side of the table, and it’s 
eye-opening how much opportunity 
exists upstream to prevent those same 
problems before they happen.
That experience also taught me the 
limits of regulatory compliance itself. 
A Coast Guard inspection tells you a 
vessel meets the regulations. It doesn’t 
tell you if the owner got what they 
paid for. Conflating those two ques-
tions is exactly the trap SMS thinking 
is meant to catch: a vessel can pass 
every inspection and still fall short of 
the workmanship or performance the 
owner actually contracted for.
PVA’s Flagship SMS was built to meet 
the functional requirements of 33 CFR 
Part 96, and at its core it runs on hazard 
identification, risk assessment, and a 
documented feedback loop that turns 
lessons learned into safer outcomes. 
That discipline doesn’t care whether 
a vessel is five years into service or five 
weeks from delivery: a shipyard project 
is its own high-stakes operation, with its 
own hazards and workforce, deserving 
the same disciplined safety culture. 
Owners who treat construction over-
sight as purely technical and contractu-
al including hull scantlings, propulsion 
specs, and delivery milestones often 
miss the chance to have that SMS think-
ing inform the build itself and can end 
up with a vessel that meets every regula-
tion on paper but was never evaluated 
against how she’ll actually be operated, 
maintained, and inspected.
Many of you already run this disci-
pline daily without calling it PDCA 
(plan, do, check, act): you plan the 
schedule, run the pre-departure brief-
ing, check equipment against the plan, 
and act on any problem before getting 
underway. Do that enough and it be-
comes muscle memory. 
That’s exactly the mindset a shipyard 
project needs and sometimes doesn’t 
get, and it asks more than a Coast Guard 
inspection ever will: not just “will this 
meet the regulations?” but “will it fit 
how I actually operate?”, “have risks 
been engineered out as much as possi-
ble?”, and “does this shipyard produce 
consistent, verifiable results?”
WHERE THE TWO WORLDS 
SHOULD MEET
A few practical intersections stand out 
for operators and shipyards.
Design-stage risk assessment: Na-
val architects are used to structural 
and stability analyses. A construc-
tion-phase hazard review, walking 
through embarkation flows, machin-
ery access, egress, and crew worksta-
tions with the same mindset used in 
an SMS hazard log, catches problems 
while they’re still line items on a draw-
ing, not retrofits after delivery.
Documentation continuity. An SMS 
lives on recordkeeping. As-built draw-
ings, equipment manuals, and com-
missioning reports are the bones of a 
vessel’s eventual SMS documentation, 
and they need a defined review point, 
not an assumption that day-one paper-
work stays accurate forever. Coordinat-
ing early on format saves real duplica-
tion by translating shipyard paperwork 
into operational manuals later.
Owner’s rep and crew involvement 
before delivery. Vessels built with 
input from an owner’s rep and the 

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